Posts Tagged: SunGard Video

FRAGMENTATION, REGULATION AND GLOBALIZATION DRIVE NEW DEMANDS FOR COMPLIANCE PROCESSES AND WORKFLOW

Posted by & filed under Capital Markets, Capitalize on Change, Regulations, Solutions: Compliance, Solutions: Trading, Videos.

Contributor: Steve Sabin, chief operating officer, SunGard’s Protegent business Compliance is complex and expensive—but not as expensive as non-compliance. Fragmentation, continued regulatory changes, and globalization of regulation are among the top concerns for most securities firms today. Over the years, firms implemented separate systems to satisfy specific compliance requirements as they emerged, such as trade […]