This blog post originally appeared on AsiaEtrading. Trading in Hong Kong remains a challenging endeavor for global investors. As authorities work to eradicate insider trading, Hong Kong has served as an informal test case for exploring how far the free market ethos can go before it begins to scare off investors.
Posts Tagged: Compliance
Dealing with Market Abuse Practices by Mike Lacson
Regulatory compliance is top of mind for every regulated firm across the globe. Market manipulation and insider trading activity proved to be trending topics among thought-leaders and delegates at SunGard’s City Day in Hong Kong. Philippa Allen, CEO of Compliance Asia, gave the delegates a picture of the numerous market manipulation issues faced by senior [...]
