Contributor: Max Dufour

The SEC went through a re-organization of its Enforcement Division, which had not happened for more than 30 years. The Division of Enforcement has realigned its 1,100 employees within five National Specialized Units and is expected to scrutinize asset managers and investment advisers. To fulfill its mission, the SEC will rely on enhanced investigative approaches and technology. It will also rely on its new Office of Market Intelligence to investigate tips and complaints.... read more