Contributor: Mike Lacson
Regulatory compliance is top of mind for every regulated firm across the globe. Market manipulation and insider trading activity proved to be trending topics among thought-leaders and delegates at SunGard’s City Day in Hong Kong. Philippa Allen, CEO of Compliance Asia, gave the delegates a picture of the numerous market manipulation issues faced by senior compliance managers at financial houses, and the current thinking about how to combat these issues.... read more
Tags: compliance, fraud, Hong Kong City Day, insider trading, market manipulation, Mike Lacson, Philippa Allen, regulatory
Posted in Capital Markets, Efficiency, Global Trading, Risk & Reg Reform, Transparency |