You are viewing all posts by, Mike Lacson

director of pre-sales, Protegent, SunGard's capital markets business

23
Feb
2012

Hong Kong moves into a new era

Contributor:

This blog post originally appeared on AsiaEtrading. Trading in Hong Kong remains a challenging endeavor for global investors. As authorities work to eradicate insider trading, Hong Kong has served as an informal test case for exploring how far the free market ethos can go before it begins to scare off investors.... read more

director of pre-sales, Protegent, SunGard's capital markets business

7
Jul
2011

Dealing with market abuse practices

Contributor:

Regulatory compliance is top of mind for every regulated firm across the globe. Market manipulation and insider trading activity proved to be trending topics among thought-leaders and delegates at SunGard’s City Day in Hong Kong. Philippa Allen, CEO of Compliance Asia, gave the delegates a picture of the numerous market manipulation issues faced by senior compliance managers at financial houses, and the current thinking about how to combat these issues.... read more