Contributor: Partha Chatterjee
When it comes to Dodd-Frank reporting, once the information is processed, the CFTC expects a multitude of reports and monitoring, including position limits for futures and swaps (17 CFR Part 151) – Forms 404 and 404S, large trader reporting for physical commodity swaps (17 CFR Parts 15 and 20), swap data recordkeeping and reporting requirements (17 CFR Part 45), and real-time public reporting of swap transaction data (17 CFR Part 43).... read more
Contributor: Partha Chatterjee
Given the paucity of time, it is critical that trading and marketing organizations quickly determine the approach best suited for their organization so they can start making progress on the road to Dodd-Frank compliance...... read more
Contributor: Partha Chatterjee
The Dodd-Frank Act is on pace to bring significant change in the American financial regulatory environment, affecting almost every aspect of the nation's financial services industry. In the words of CFTC Chairman Gary Gensler: ““The Wall Street reform bill will – for the first time – bring comprehensive regulation to the swaps marketplace. Swap dealers will be subject to robust oversight. Standardized derivatives will be required to trade on open platforms and be submitted for clearing to central counterparties.” ... read more
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