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executive vice president, SunGard’s wealth management business

6
Oct
2010

New regulatory reform and its possible effect beyond first intent

Contributor:

Dealing with reforms as they migrate through the financial services industry The Dodd-Frank Wall Street Reform and Consumer Protection Act and its amendments (H.R. 4173) became law in July 2010. This legislation already generates more financial industry-wide press and concern than any other reform measure passed in the past seven decades. With its numerous reforms in various stages of analysis and refinement, it will be months — and, in some cases, years — before the industry realizes the law’s full impact. Regardless, financial organizations must begin addressing compliance now.... read more