You are viewing all posts tagged with "Regulatory Reform"

Ralston Roberts Jr

senior managing director, SunGard's capital markets business

4
Apr
2012

What brokerages must do to succeed in 2012

Contributor: Ralston Roberts Jr

With 2012 underway, it’s clear that caution is at an all-time high among investors. This is reflected in shrinking trading volumes and tighter brokerage commissions—a sharp contrast to years past, according to major media reports. To stay ahead, brokerages across the globe will likely have to redouble their efforts to attract and keep more investors this year. Luckily, trading firms will have an array of regulatory reforms and directives, electronic trading and connectivity tools, emerging standards and some cutting-edge options at their disposal to help them attract more investors and bolster their fortunes.... read more

Marcus Cree

vice president, risk solutions, SunGard's capital markets business

3
Apr
2012

Q&A: How will risk management change to support the new OTC derivatives model?

Contributor: Marcus Cree

Last week I participated in a webinar and a Twitterview with DerivSource, covering the changing landscape of risk management in the new OTC derivatives workflow model. It goes without saying that risk is at the center of regulatory reform; the new world of risk management must develop to meet the new requirements and challenges facing the OTC derivatives markets.... read more

Tony Scianna

deputy head of strategy, SunGard’s capital markets business

8
Mar
2012

A shifting focus for OTC derivatives

Contributor: Tony Scianna

This blog post originally appeared on FTF News. In recent years, we have seen many developments in getting the industry to light speed in the front office, but now the focus appears to be shifting to real-time data management and post-trade processing applications, especially in the OTC derivatives space. As the CCP landscape continues to evolve in the midst of unprecedented regulatory reform around the globe, firms now face the daunting task of adapting their post-trade processes to meet their current requirements and to prepare for the future.... read more

Tony Scianna

deputy head of strategy, SunGard’s capital markets business

14
Dec
2011

10 Trends in regulatory risk

Contributor: Tony Scianna

Despite continuing uncertainty around global rules implementation, firms should be taking an adaptable approach to data management in order to minimize regulatory risk. This means looking at how 2011 budgets have or have not been used, assessing the flexibility of data management technology, achieving an enterprise-wide view of activities and exposures, and more. With this in mind, I have identified 10 key trends involving regulatory risk that touch upontransparency, efficiency, and networks.... read more

Peter Banham

global head of strategy, SunGard's capital markets business

7
Nov
2011

TABB Group’s Kevin McPartland on regulatory reform [Podcast]

Contributor: Peter Banham

We recently recorded several podcasts with industry analysts to discuss current trends and challenges facing the capital markets. One was with Kevin McPartland, principal and director of fixed income research at TABB Group, who spoke about regulatory reform and its impact on capital markets.... read more