Contributor: Jennifer Valdez
Social media creates a unique opportunity for financial advisors to break out of traditional communication models and interact with their clients and prospects on a whole new level. While the effort to becoming social media savvy may seem daunting, it can bring endless benefits. Whether you want to be active with outbound social media contributions or use more of an observer approach, there are several positives to consider.... read more
Contributor: Suman Garhwal
In mid August, FINRA issued a much awaited follow up to its notice 10-06 regarding securities firms use of social media. This guidance was issued in the form of notice 11-39 (FINRA Notice 11-39) which is an effort to provide additional direction on how firms can use social media as part of their business strategy. A large part of such a strategy is the use of social media by the field. Since FINRA issued notice 10-06 (FINRA Notice 10-06) about 18 months ago, there have been a lot of questions in the industry regarding its interpretation, causing firms to hesitant when opening up with their strategy on social media.... read more
Contributor: Past Author - Gerry Murphy
Lately I have been thinking more and more about how to best use social media and the many new collaborative communication technologies that are available today. For me, social media extends into many different spheres, including innovation, service, organizational culture and diversity. It is about finding and embracing new and more efficient ways to collaborate, create and work more productively as a business.... read more
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